Exploring Options Amid Rising Macro Risk - 09./12./2024| In the Money | Fidelity Investments

Published: Sep 13, 2024 Duration: 00:22:13 Category: Howto & Style

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KONSTANTIN VRANDOPULO: Welcome back to another episode of In the Money. I'm Konstantin Vrandopulo with Fidelity's Trading Strategy Desk. And with me, as always, Tony Zhang, chief strategist at OptionsPlay. Tony, another week has gone by. Happy to see you. How are you doing? TONY ZHANG: I'm doing well. Thank you so much for having me back, KV. KONSTANTIN VRANDOPULO: Tony, we've observed some emotional and fast trading conditions over the past week. Last week, we were on at the same time together, last Thursday. The S&P 500 was trading around 5,500. And you've laid out your case for the potential of some additional downside, targeting potentially prior August lows as a possibility. The S&P 500, of course, the following day on Friday traded down to 5,400 or thereabouts. That was a 1.7% drawdown in a single day, effectively closed on Friday on day lows. Came back this week, beginning of the week, strong out of the gate. Very volatile conditions throughout the week, a lot of back and forth. However, the market is resolving higher. I mean, here we are sitting at around 5,600 now. So a trough-to-peak reversal of about 3.5% of the upside. So the sellers, I think, especially yesterday in the early morning--the late sellers yesterday were caught offsides for sure. That's how it felt. Here we are sitting at the highs of the day. Tony, the reason why I'm going through this strategically like this is because you and I are not going to be here for the next three weeks. And what I wanted to do is make sure that our clients have some short- to intermediate-term targets, some levels to be on the lookout for. I mean, you've discussed last week very vividly that you would be looking at 5,650, the prior swing high, and maybe even above 5,670 or so, the prior all-time high in the S&P 500 as your overarching resistance zone that the market would have to take out to the upside to switch that bearish-to-neutral bias short term. I'm wondering if you're thinking about it differently, if you are spotting or eyeing different levels of resistance relative to where we sit right now at 5,600. And more importantly, what are you watching going forward? I know the market is repricing every single data point that is coming out. The market is very data dependent--pun intended there--just like the Fed told us that they're going to be data dependent. I'm wondering what specifically are going to be the key drivers for you and where the market is going in the next couple of weeks, let's call it. TONY ZHANG: Yeah. Thank you so much, KV. First of all, I think it's great that you laid it out so strategically. I think it's really important for a lot of investors right now that are trying to do that calculus of figuring out what is driving markets to lay it out strategically, to get a sense for a directional view. So as you said, we are trading higher than where we were last week. But when we look at kind of the macro picture and you look at the economic picture here, it actually continues to soften. And the data that came out over the past week or so has not been particularly good for equities. We start off with another payrolls disappointment on Friday. That was part of why I took a bearish tone going into last week's payrolls number was because I was expecting the labor market to come in softer. We saw the S&P react, as you said, down 1.7% on Friday on that jobs number. And then this week, we had CPI come in a little higher than expected, specifically that shelter component of it, which cemented the fact that we were likely only going to see a 25 basis point cut here for September. Now, that does, for some investors, create the view that right now the economy is fairly strong and that it can support only a 25 basis point cut, lending ourselves to kind of the soft landing view of the markets, which is part of why I think we saw that huge reversal yesterday on the back of what was initially all 11 sectors in the red. When we're looking at the markets right now, all 11 sectors in the green within just one trading session. But I think we also have to pay attention to some of the things that some of the companies have been talking about. JPMorgan and Ally over the last week or so have really started to report rising delinquencies amongst their consumers and starting to dim their outlook for 2024 and 2025. And I think that we should be paying attention to that from an economic perspective to see kind of the shift in the economy starting to soften, starting to cool across the board. Now, tech has been the leader of this market over the past few years, certainly over the past couple of years with regards to the AI theme. And that really kind of came roaring back here yesterday afternoon and continuing to push markets higher here today as semiconductors have led this market higher. So I do think it's important for us to be aware of the macro picture, which clearly is starting to cool a little bit, but we still have to pay attention to what's driving the markets right now. And the productivity gains potentially from AI, the continued huge capital expenditure that these tech companies continue to spend on AI to try to gain dominance in this particular space is likely going to continue to drive sentiment over the near future. So when we talk about levels here on the S&P 500, 5,650, 5,670 is still the level that I'm looking at to the upside. If that gets taken out to the upside, we can't help but continue to take a bullish stance here in the overall markets. But as things soften and we continue to see economic numbers come in lower than expected, the risk to the downside is still that 5,100 level that I'm paying attention to on the S&P. KONSTANTIN VRANDOPULO: Yeah, Tony, thank you so much for that. I appreciate it. I mean, there are so many variables to be taken into consideration. I think our audience certainly appreciate your views, especially given the fact that we'll be away for a couple of weeks. So given that complex backdrop, Tony, what is your first trade idea of the week? TONY ZHANG: Yeah, the first one I want to take a look at is more defensive in nature given the sort of volatility that I do expect from markets not only in the next few weeks but potentially next few months as we kind of navigate how the Fed is going to cut rates between now and the end of the year. We also have an election coming up. So the trade that I want to take a look at is GSK, which is formerly known as GlaxoSmithKline, the biotech company, because we've seen some strong relative performance from this stock over the past couple of months. And in the health care space, we continue to see that sector play defense. And I think given the current volatile environment, it's time to take a look at some of these types of stocks for your portfolio. If we take a look at a chart here of GSK, it's been trading in a range between $37 and $45 over the past year or so, but it's starting to outperform the S&P over the past couple of months within that trading range and starting to target the upside of that range around $45.50. And that's really my upside target. And what we see is a potential breakout above that and continue higher above that for long-term investors. And more importantly, if you look at the fundamentals here, that's really what I think is attractive for GSK going into these types of more volatile times is the fact that it only trades at about 9.5 times forward earnings, which is a pretty substantial discount to the industry average, which is around 17.5 times forward earnings, especially if you consider the fact that the expected growth rates for GSK is actually higher than the industry. EPS expectations are about 14% year-over-year growth versus only about 8% for the industry. And their net margins are higher than the average for the industry. So they are more profitable. And the fact that you add another 3.5% dividend yield on top of that makes this look fairly attractive as a long-term investment. So the trade structure that I want to use for this is to actually utilize options to take advantage of the current volatility and try to collect some income to potentially own this stock for the long run. So I'm going to sell a cash-secured put going out to the October expiration, selling the $43 put. That's effectively at-the-money put. Earlier today, you can collect about $0.95 for that cash-secured put. Now, when you sell a put like this, you have the obligation to buy 100 shares of that stock for every contract you sell if the stock is below the strike price, the $43 strike price, on October expiration. You're collecting $0.95 per share on this particular stock. So that means if the stock gets put to you, you will effectively own the stock at about $42.05. Now, just to put into context, $0.95 worth of income for a $43 stock equates to a little over 2% that you're going to earn in about the 30 days between now and expiration, a little over 30 days. Now, keep in mind, this stock earns about a 3.5% dividend yield, which is quite attractive. But here you're earning about 2% in just 30 days versus 3.5% over one year. That's a type of yield that I'm looking for in this type of environment to sell a cash-secured put. And the overall risk that I'm taking here is similar to owning the stock for every 100 shares or every put contract that I sell, I'm taking on about $4,200 worth of risk. But keep in mind that that risk is if the stock declines to zero, which in this particular case I think is fairly unlikely. So collecting $0.95 worth of income here, I think, is a good way to take advantage of some of the volatility that we see here in the markets and play a more defensive play in this type of market environment. KONSTANTIN VRANDOPULO: Very interesting. Straightforward trade structure there, neutral, bullish, premium selling type of an idea. Tony, what I do want to point out for our audience members is that GSK, as the stock over the past 90 trading sessions, has traded on average 3.6 million shares a day. The options market, the options trading equivalent, of course, is not as deep in terms of liquidity. So less than 3,000 contracts per day over the past 90 trading sessions have traded on average. So wider bid-offer spreads in this particular name doesn't mean that it's not tradable. What it does mean, however, is that if you are deciding to take this trade, it would make sense to be prudent, utilize a limit order when executing it for a credit, especially if you're going to decide to do this particular strategy in size. Time to take a look at the second trade idea. Tony, what do you got? TONY ZHANG: Yeah, the second trade idea I want to take a look at reflects the cooling economic picture that we continue to see and what we're hearing from CEOs such as Jamie Dimon talking about their expectations going into the second half of this year and into next year with regards to consumer spending and consumer-spending habits starting to show some delinquencies. So the trade that I want to take a look at here is Amazon, because we actually took a bearish trade here in Amazon back in July. And we're back at a level similar to when we took that trade that I think is worth paying attention to here again because the challenges that consumer--as consumers become more selective in their spending and a labor market that's starting to slow, those are the types of conditions that will likely weigh on sort of e-commerce type stocks. And Amazon generates 65% of their revenue from their e-commerce business. Their AWS business is incredibly strong and I think will continue to perform quite well. But when you have the two-thirds of your revenue generated from e-commerce, that's really where I see some risks here to Amazon, especially when we look at the valuations. Now, if we first look at a chart here for Amazon, we brought this trade back in July when it was trading just around that 180 level prior to that earnings announcement. And the stock broke below that support level on that earnings announcement. And we just managed to trade back up to that 180 level, and actually just based on yesterday's price action. And today, we broke back above 180. However, I do think that that 180, 185 support level is now going to likely act as resistance and potentially provide a bit of a short-term cap as far as how much higher the stock can go from here. So if you look at the fact that momentum right now is still fairly negative here on Amazon, I think that the 180, 185 level is likely potentially a level where we could potentially reverse lower. And the risk/reward actually favors adding some bearish exposure at these particular levels. And more importantly, I think it's really the fundamental picture that drives my thesis on this particular trade. Amazon trades at 31 times forward earnings, which is nearly 50% higher than the average S&P 500 stock from a valuation perspective. And then you look at the fact that Amazon's net margins are only about 7%, meaning Amazon actually doesn't generate a lot of profits. And a lot of that comes down to the e-commerce business operates on extremely thin margins. And that's really some of the downside risks that I see here with this particular stock. Now, Amazon is expected to grow EPS by a pretty hefty margin relative to the S&P 500. But I think that if you look at the macro headwinds that we're starting to face with the cooling markets and consumers becoming a lot more selective and potentially credit card delinquencies continuing to rise, I think that valuations here are a little bit harder to justify in this type of market environment. So the trade structure that I want to use here is to sell some premium here. I'm going out to the October 25 weekly expiration. And I'm selling the 185/200 call vertical. What I'm doing here is I'm selling the 185 calls. But if I were to just sell the 185 calls naked, I'm taking on unlimited risk. And it would require a lot of margin to sell that 185 call to take a neutral-to-bearish view here on Amazon. So instead, what I'm going to do is I'm also going to buy a $200 call against it. And what that does is it certainly reduces the amount of net credit that I receive on this trade. But what it does is substantially reduces the amount of risk that I'm taking. It limits the amount of risk that I'm taking and reduces the amount of margin that's required to get into this trade. So earlier today, you can collect about $5.70 for this $15-wide credit spread. And this is a trade that's going to offer about $570 of potential premium or potential reward per contract if Amazon stays below $185 between now and that October 25 expiration and risking about $930 per contract if Amazon is above $200 at expiration. If it's above $200, I would say my overall bearish thesis here is incorrect. And I would likely get out prior to hitting $200. But those are some of the levels that I'm paying attention to here right now. And by entering right around that resistance level, my risk/reward is going to be quite favorable here. KONSTANTIN VRANDOPULO: Yeah, Tony, just a little better than 2-to-1 risk/reward on this trade. Amazon as a stock and the options market in Amazon in terms of liquidity are about as good as it gets. So nothing to worry about there. I mean, still makes sense and is always prudent to utilize limit orders. But the bid-offer spreads are much tighter in Amazon than it is in GSK. However, one of the things, Tony, I wanted to ask you--maybe you could elaborate on this particular point for our clients in the audience. How does one gauge the probability of not just being in or out of the money, but the probability of a trading strategy potentially being profitable? Do you have a go-to shortcut, rough math sort of thing that you normally utilize to figure that out? TONY ZHANG: Yeah, absolutely. Now, there are obviously--most platforms will be able to calculate for you exactly based on implied volatilities roughly what the probability of profit based on history would look like down to the exact decimal point. But for a lot of traders who are looking for some of the back-of-the-envelope math, one of the best ways to do that is to use delta of the strike prices to gauge the probability of the stock being above or below that strike price at expiration. So when you're collecting about a little over $5 here on this 185/200 call spread, that gives you a break-even price just around $190. So what you can do is you can take a look at the 190 strike expiring on October 25 and look at what the delta of that option is. So if you're looking at the delta earlier today, it was probably around 43, 44 or so. And what that equates to is about a 56% chance that the stock will be below $190 at expiration or 44% chance that the stock will be above $190 at expiration. So you can use that as a quick and dirty back-of-the-envelope way to gauge roughly what the probability of profit on a trade like this, which in this particular case, it's a little higher than 56% because the break-even price is actually a little higher than $190. It's around $190.70, but that's close enough, I think, for a lot of traders who are looking for some back-of-the-envelope math. KONSTANTIN VRANDOPULO: Love it, Tony. Thank you. That's a great tip to keep in your pocket if you're a trader. Lastly, we have a lookback that I think requires some management. It's a trade that went in our favor and then reversed. So let's talk about that one, Tony. TONY ZHANG: Yeah, so a few weeks ago I laid out a bullish thesis here for Autodesk. We bought the September 257.5/275 call vertical. This was an earnings play. And on earnings, the stock actually reached that upper strike price around $275 the day after earnings. Now, for some of you, maybe you took profits on that particular trade. And if you did, good, great. That was an awesome trade. We bought this for about $7. But the stock, as you said, has collapsed since that earnings announcement. It's trading back up to around that 260 level here right now, a little bit below the break-even price. And we are approaching expiration. We're about less than two weeks away from expiration. So I do think that if you missed out on an opportunity to take profits on this particular trade, I do think it's time to manage this trade at this point. We bought this for around $7. Right now, it's trading about $4.65, which represents about a 33% loss on this debit spread. And I think, again, if you have not taken profits on this particular trade or cut losses on this trade yet, this is a good time to actually do that. You're not losing a lot on this particular trade, only 33% of the premium that you pay. So we haven't even reached a stop-loss level. But I do think that at this point, the probability of the stock reaching back up to $275 by next Friday is somewhat unlikely. And it's better off to save the other two-thirds of the premium that you paid on this particular trade for your next trade rather than hold on to it and hope that this trade will turn out to be a profitable trade at expiration. KONSTANTIN VRANDOPULO: Yeah, Tony, as we like to say on the Trading Strategy Desk, hope is not a strategy. Very important to remember that, folks. This brings us to a close. I want to thank all of our viewers for tuning in today. Again, quick reminder, Tony and I or any other Fidelity hosts are not going to be back for three weeks. The next show that you should be tuning in to and looking forward to is going to air on October 10. Don't forget, of course, the Trading Strategy Desk does do a follow-up session to this particular show. It happens every Friday at 1:30 Eastern Standard Time. You can sign up for that class by going to Fidelity.com/InTheMoneyFollowUp. We also offer a Fidelity Active Investor newsletter. You can find that by going to Fidelity.com/Act iveInvestorWeekly. We will see you back in about three weeks. Tony, it's been an absolute pleasure. Thank you so much for bringing us new, and fresh, and interesting ideas as always. TONY ZHANG: Thank you, KV. It's a pleasure to be here.

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